Apart from Basel III which serves as a comprehensive set of prudential regulatory reform, regulatory bodies around the world from time to time issue new regulatory policies, RTS and Consulting papers. It is essential for banks and other financial institutions to be aware of any regulatory literature being issues and understand the implication it might have on their organizations.

CPMoksha has assisted a number of banks and financial institutions across UK and Europe regarding the interpretation of current and new regulatory text and advised on its implication on their firms with respect to governance, capital requirements, regulatory reporting, data requirements and others. Our services include:
• Advising business on applicable Europe, UK and US banking agency regulatory capital treatment of trades across all asset classes and clusters in the region
• Working with all infrastructure areas to ensure that regulatory policy is correctly understood and applied including new businesses, collaboration of Finance and Treasury on capital management processes
• Developing the firm’s technical understanding of Basel-based capital rules as well as Federal Reserve requirements
• Advising the investment banking division on dealing with structured transactions and identifying key areas risk as well as understanding the commercial rational keeping in mind the regulatory impact

We also provide Basel accreditation support to firms who are either in the process of or thinking of making an application to a regulatory body. We cover all aspects of impact and compliance assessment, implementation strategy and application documents.